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Self-regulatory organizations
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#	Item
431	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEArcaMarch 27, 2015 Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving Proposed Rule Change, as Modified by Amendment No. 1, Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 15:21:40 Funds Collective investment schemes Financial services Stock market Exchange-traded fund NYSE Arca Securities Exchange Act Securities and Exchange Commission Security Financial economics Investment Finance
432	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICEEUMarch 25, 2015 Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-26 08:54:01 Futures contract Derivative Short Financial economics Financial system Finance
433	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 14, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:41:56 Financial economics United States Securities and Exchange Commission Economy of the United States Investment Consolidated Tape Association Securities Exchange Act Direct Edge Regulation NMS U.S. Securities and Exchange Commission Financial markets United States securities law Self-regulatory organizations
434	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-PhlxMarch 26, 2015 Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-03-27 10:11:51 73rd United States Congress United States Securities and Exchange Commission United States securities law Financial markets Investment Options Clearing Corporation Philadelphia Stock Exchange Securities Act Securities Exchange Act Financial economics Finance Financial system
435	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 16, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Chang Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 15:37:27 Financial system Financial Industry Regulatory Authority Securities Exchange Act Securities regulation in the United States U.S. Securities and Exchange Commission Registered representative Self-regulatory organization Selling away Registered Investment Advisor United States securities law Business Financial regulation
436	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-BATSApril 9, 2015 Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-10 08:25:07 Finance Stock market NYSE Arca Market maker Rebate Short Market liquidity Order Securities Exchange Act Financial markets Financial economics Investment
437	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-ICCApril 8, 2015 Self-Regulatory Organizations; ICE Clear Credit LLC; Order Granting Approval of Proposed Rule Change to Revise the ICC Risk Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-09 10:23:45 Risk Risk management Financial risk Project management Regulatory capture Actuarial science Management Ethics
438	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NASDAQApril 15, 2015 Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Approving a Proposed Rule Change to List and Trade S Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-16 13:06:46 Funds Collective investment schemes Financial services Stock market Exchange-traded fund NASDAQ Mutual fund Securities Exchange Act American depositary receipt Financial economics Investment Finance
439	SECURITIES AND EXCHANGE COMMISSION (Release No; File No. SR-NYSEMKTApril 8, 2015 Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Rule 13-Equities and Rel Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-09 10:17:51 United States securities law Order New York Stock Exchange Securities Exchange Act Financial economics Investment Economy of the United States United States Securities and Exchange Commission Stock market 73rd United States Congress
440	SR-BXPage 17 of 26 Exhibit 3 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-04-14 18:41:38 NASDAQ Boston Stock Exchange ACT Philadelphia Stock Exchange Financial Industry Regulatory Authority OMX U.S. Securities and Exchange Commission Economy of the United States Self-regulatory organizations Options Clearing Corporation

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